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News

Allworth Financial Announces Partnership with Novak Financial Planning

Founded in 1987 by husband-and-wife team Dan and Carol Novak, NFP specializes in providing comprehensive fiduciary retirement planning and client-focused investment management advice. The Bel Air, Maryland-based firm has grown to over $365 million in assets under management and serves approximately 450 advisory clients.    Read More

Industry Podcast News

What Happens When a $2.8 Billion Firm Partners With Allworth

On this episode of the State of the Industry podcast, program host and Allworth Co-CEO Scott Hanson welcomes John Bentley, formerly the CEO of Dallas-based RAA, and the current COO of Allworth Financial, Pete Engelken, the architect behind the completion of Allworth’s 14 partnerships in just over three years. Read More

Industry Podcast News

Addition by Subtraction: When Success Means Doing Less

Mark Shone founded Shone Wealth Management in 2005 because he enjoyed working with people. As he built his firm, his favorite moment as an advisor would occur whenever the light would go on in the eyes of a client who realized they were on the road to achieving their goals. Read More

About Allworth Financial

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The Advisor Advantage

New Client Development

Our dedicated marketing team is focused on front-end business development and client retention. We understand the value of advertising and invest millions each year to generate new clients for our advisors.

Total Back Office Support

Our office structure allows for fully integrated support. We have teams dedicated to back office activities, including: HR, marketing, payroll, IT, office management, personnel, etc.

Growing Equity Opportunities

We are early on in our growth stage, meaning our partner advisors have a tremendous opportunity for upside on equity rolled into Allworth Financial.

Partner Benefits

Our team expands your skill set

Achieve Strategic Goals and Objectives

Career Pathways for Employees

New Resources and Tools

Growth Opportunities

Freedom from Back Office Tasks

Greater Cost Efficiencies

Succession and Liquidity Opportunities

Client-Care and Handover Management

Senior Leadership Support

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Securities offered through AW Securities, a Registered Broker/Dealer, member FINRA/SIPC. Check the background of this firm on FINRA's BrokerCheck.

1The NBRI Circle of Excellence Award is bestowed upon NBRI clients meeting one or both of the following criteria: Total Company score at or above the 75th percentile of the NBRI ClearPath Benchmarking Database and/or improvement of five (5) or more benchmarking percentiles in Total Company score over the previous survey.

2Scott Hanson (2011, 2012, 2013, 2014, 2015 & 2016) and Pat McClain (2012, 2013, 2014, 2015 & 2016). Barron's© magazine is a trademark of Dow Jones L.P. The ranking reflects the volume of assets overseen by the advisors and their teams, revenues generated for the firms and the quality of the advisors' practices.

3As of 12/20, Allworth Financial, an SEC registered investment adviser and AW Securities, a registered broker/dealer have approximately $10 billion in total assets under management and administration.

4Barron’s 2020 Top 100 RIA Firms. Barron's© magazine is a trademark of Dow Jones L.P. The ranking reflects the volume of assets overseen by the advisors and their teams, revenues generated for the firms and the quality of the advisors' practices.

✢Scott Hanson, Investment Advisor 2005, 25 most influential people in the financial services industry. The ranking reflects 25 people who Investment Advisor magazine believes have had or will have the greatest influence on the financial services industry.

✼Pat McClain, InvestmentNews 2014, Invest in Others Community Service Award, presented to an advisor who has made an outstanding impact on a community through managerial contributions to a non-profit organization.

†Financial Times, FT 300 Top Registered Investment Advisers, June 2019. The ranking reflects six areas of consideration including the company's years in existence, industry certifications of key employees, AUM, asset growth, SEC compliance record and online accessibility and calculates a numeric score for each company.

Certified Financial Planner Board of Standards Inc. owns the certification marks CFP®, CERTIFIED FINANCIAL PLANNER™, CFP® (with plaque design) and CFP® (with flame design) in the U.S., which it awards to individuals who successfully complete CFP Board's initial and ongoing certification requirements.
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